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As the Gilded Age publisher Henry Holt once observed, a "book is a thing by itself. There is nothing like it, as one shoe is like another, or as one kind of whiskey is like another." Part commodity and part cultural artifact, often subject to the whims of popular taste, books have variable social and economic values that make their planning, printing, and merchandising a volatile and uncertain business. Yet the history of American book publishing is closely tied to commercial and industrial development in the nation at large.

American publishing, well into the nineteenth century, retained features of the original colonial trade. The Anglo-American book market developed within a provincial network of family and religious ties. Patronage was weak, religious and political censorship frequent, and capital in short supply. Seventeenth-century printers, such as Cambridge's Samuel Green, Philadelphia's William Bradford, and Maryland's William Nuthead, engaged in a local and inconstant trade. Their books were few and expensive, and their output confined largely to primers, catechisms, Psalters, almanacs, and the Bible; the last, in the early 1800s, was printed in twenty-four locations in Massachusetts alone. Even in the eighteenth century, the term publisher--exemplified by entrepreneurs like New England's Isaiah Thomas and Philadelphia's Matthew Carey-- could refer variously to an editor, printer, author, or compiler. Authors, under the subscription systems that began to appear in the 1760s, were commonly paid in kind--that is, with copies of their books. Titles originating in America still constituted less than half of the books sold. Because of the lack of an international copyright law, steady sellers like Daniel Defoe, Henry Fielding, and Samuel Richardson were habitually pirated.

Local printing continued to flourish in the early national era. In 1755 there had been about 50 printing houses; by 1860, there were over 380. But starting in the 1830s with the founding of such firms as John Wiley & Sons and the House of Harper, the trade was becoming more centralized and the village printer-bookseller a thing of the past. Technological and transportation improvements (stereotype plating, cylinder steam presses, railroads) made for larger printings, cheaper publications, and wider distribution. Children's literature, fiction, and magazines and newspapers challenged the popularity of devotional literature and almanacs. Meanwhile, penny press entrepreneurs like Frank Leslie, and dime novel houses like Beadle Brothers and Street & Smith, provided young, working-class audiences with a steady diet of sensational stories. Although data on audiences are fragmentary, the business of book publishing seems to have been conducted on three levels: the mass dime novel industry, cheap reprint companies that often supplied home subscription libraries in the West and South, and a group of genteel, northeastern houses that also published magazines. These last firms maintained an uneasy hegemony over elite and middle-class family reading. Victorian publishers like George Palmer Putnam, Charles Scribner, and Henry Houghton saw themselves as gentleman publicists and cultural gatekeepers; Boston's James T. Fields, for example, promised to "manufacture" Nathaniel Hawthorne "into a classic" while also maintaining a small literary salon.

The establishment of international copyrights in 1891 (whose effects were not entirely foreseen) altered the structure of the publishing industry. Initially backed by authors and major houses hoping to outlaw piracy, the copyright law in one blow doomed reprint houses, made the prices of U.S. authors competitive with those of Europeans, and--through a protectionist manufacturing clause--brought new prosperity to the American printing industry. As lawmakers had hoped, books written, printed, and published by Americans now outsold those of European rivals. But instead of the predicted stability, what followed was a period of intense competition, as U.S. houses competed heavily for both foreign and native-born authors.

A new breed of entrepreneur--Frank N. Doubleday, Walter Hines Page, George P. Brett of Macmillan's American wing--displaced the Gilded Age gentlemen publishers. Theirs was the top-down management style taking hold in other industries. Best-sellers were first recorded in the 1890s, as the newly founded trade organ Publishers Weekly began to keep track of sales. Authors were now commissioned to write books in advance, and even radical works like Upton Sinclair's The Jungle (1906) were given full-scale promotion. The dime novel, which had succumbed to the competition of Sunday newspaper supplements, was replaced by other experiments in mass publications like Haldeman-Julius's Little Blue Books.

In the twentieth century, the pattern was mixed. Successive waves of commercial concentration, retrenchment, and publishers' claims to cultural patronage occurred. Major publishers often subsisted by sustaining a back list of recurrent favorites and classics, by cross-subsidizing weak titles with best-sellers, and by developing increasingly elaborate subsidiary rights (by 1922, over a hundred novels had been made into motion pictures). Literary agents, grudgingly accepted after 1900, became commonplace. The twenties witnessed a virtual explosion of American fad books, historical outlines, and self-help texts. The Book-of-the-Month Club was founded (1926) as well as important firms like Simon & Schuster, Random House, Viking, and Boni & Liveright. Publishers and editors varied from patient patrons of authors (like Scribner's Maxwell Perkins) to ingenious publicists (like Bennett Cerf of Random House). The Great Depression forced many firms to experiment with covers, cheap popular novels, and ultimately paperback editions, the prototype being Robert de Graff's Pocket Books (1939).

Meanwhile, university presses, often begun on a small scale during the Gilded Age, capitalized on the expansion of scholarly publication following World War I. The Association of American University Presses (aaup), after tentative organization in the twenties, formally adopted a constitution in 1937. Academic publishers served the nation's cultural life by publishing scholarly monographs, anthologies, textbooks, periodicals, encyclopedias, and standard editions of classics. After decades of surging growth, university presses faced tighter budgets and stricter management in the 1970s; some formed consortiums like the University Press of New England (1971) or sought external philanthropic funding. In the 1980s, although individual sales of traditional scholarly books tended to decline, many academic presses expanded their annual lists, often aggressively marketing books in general interest categories previously offered only by commercial houses. By the mid-1980s, the membership of the aaup had expanded to over seventy-five publishing houses. Academic presses now accounted for nearly 10 percent of books published in the United States.

After World War II, paperbacks and, later, chain bookstores like B. Dalton's and Waldenbooks often dictated the merchandising horizons of the industry. Now book publishing attracted the interest of large conglomerates like rca and mca. To some, these takeovers brought greater efficiency, more direct access to specialized buyers, and skyrocketing royalties; to others, they meant severely trimmed back lists, overemphasis on "blockbuster" best-sellers, and even possible censorship. Despite the magnitude of the changes in publishing, it remained what colonial printer William Bradford had called an "Art and Mystery."

Bibliography:

John Tebbel, A History of Book Publishing in the United States, 4 vols. (1978).

Author:

Christopher P. Wilson

See also Literature; Magazines and Newspapers.


 
 
Columbia Encyclopedia: book publishing.
The term publishing means, in the broadest sense, making something publicly known. Usually it refers to the issuing of printed materials, such as books, magazines, periodicals, and the like. There is, however, great latitude of meaning, because publishing has never emerged, and cannot emerge, as a profession completely separate from printing on the one hand and the retailing of printed matter on the other.

Early History

The practice of making extra copies of manuscripts goes back to ancient times; in Rome there were booksellers—Horace mentions the Sosii, who were apparently brothers—and the copying of books by trained slaves reached considerable proportions. With the introduction of printing into Europe in the middle of the 15th cent. (see type), book publishing sprang into lively existence. The author, the printer, and the publisher of a work were sometimes all the same person, as in the case of members of the Estienne family in France in the 16th cent. The differentiation of printer, publisher, and bookseller appeared early, however, as patrons of literature had books printed for distribution and booksellers had their printing done by others to meet the growing demand.

The Emergence of Publishing Houses

The first important publishing house (1583–1791) was that of the Elzevir family in Holland (see Elzevir, Louis). The Elzevirs were businessmen rather than scholars, and the business of bookselling grew as literacy increased. Concurrently, printing, publishing, and bookselling spread learning across the West. Religious controversy bred polemics, and arguments printed in broadsides, pamphlets, and books were handed out zealously and bought eagerly by partisans. An interest in knowing the future also increased the amount of literature issued by bookseller-publishers, and almanacs and the like were issued for the wider public.

With the steadily broadening mass of readers, great publishing houses slowly came into being; many were well established by the late 18th cent. Leipzig had become a printing center in the 15th cent. and retained its eminence, along with Munich; most of the larger German cities had flourishing publishing concerns by the end of the 19th cent. Modern European cities with long traditions of publishing are Vienna, Florence, Milan, Zürich, Paris, London, and Edinburgh. In the United States, Boston, Philadelphia, and especially New York City took the lead.

Specialization

During the late 19th cent. and throughout the 20th cent., specialization has been an increasingly important factor in book publishing. Music publishing became a completely separate business, as did map publishing. Some publishing houses now specialize in religious books, textbooks, art books, technical books, and children's books. Frequently a house issuing works for the general trade may also have a strong textbook department, juvenile division, or reference department. A house founded for more or less special purposes may broaden its scope, as sometimes happens with the university press.

In the late 19th and 20th cent., specialization also grew within publishing houses. Editorial departments became distinct from production, and both were quite separate from the sales or marketing departments. Publishers also specialized in the means by which their books were distributed. Trade books are fiction and nonfiction books sold to readers primarily through bookstores, whereas textbooks are directed toward school boards and faculty for use by students in the classroom. Many volumes are issued with the book club market in mind.

Paperback Books

Since books are basically a luxury item, a purchaser can dispense with them in hard times. One partial solution in the United States has been the issuance of paperback books, long a standard form of book publication in Europe. During the 1930s and 40s the paperbound, pocket-size book rose meteorically in popularity in English-speaking countries, and in the 1950s the “quality” paperback appeared, presenting durable yet inexpensive editions of well-known writers. By 1998 mass-market and trade paperbacks represented about 14% of all books sold in the United States.

New Technologies

By the 1970s, the advent of new technologies for the transmission, storage, and distribution of data, once the prerogative of book publishing, had become a problem for the industry; television screens and databases became symbols of the challenges to editors and publishers (see computer; information storage and retrieval). The increasing use of sophisticated copying machines posed new problems to the need of publishers and authors to protect their property by copyright, and in 1976 the U.S. Congress passed a major revision to the federal copyright law that attempted to define to what extent published material could be reproduced without payment of royalties.

In the late 20th cent., computers and such related innovations as the CD-ROM (see compact disc) and the Internet allowed publishing to expand, making readily updated texts available on line and on disk and fostering multimedia presentations and interactive uses (see hypertext). The easy access to and copying of electronically published material raised additional copyright issues, and in 1998 Congress passed legislation that extended copyright protection to on-line material. In addition, the wide availability of computer-driven desktop-publishing technology to small presses and individuals gave impetus to the production of a wide variety of self-published books. By the beginning of the 21st cent. several large U.S. publishers had set up separate electronic ventures and a number of independent on-line print-on-demand (or publish-on-demand) web companies had been created. The fastest growing of the independents, Lulu.com, was founded in the United States in 2002. Only four years later it had more than 30,000 titles available, was creating about 1,000 new ones every month, and had expanded its operations into several European countries.

Technology also led to the development of the “electronic book” or “e-book,” which combines the storage, search capabilities, and adaptability of a computer with the simulated page format of a traditional book; early versions appeared in the late 1990s. By 2000, thousands of books were being digitized, to be read on line, downloaded, printed out by the reader, or printed on demand by the publisher, thus assuring that their electronic versions need never go out of print. That same year, as reading devices became more compact and sophisticated, several of the largest U.S. publishing houses opened separate on-line publishing ventures while smaller electronic publishing start-ups became more common. Meanwhile, some books also became available in component parts (chapters, maps, tables, and even paragraphs) that, for a price, could be customized into new entities created by their readers and, like other electronic books, be either downloaded from the Internet or printed on demand by the publisher, bound, and shipped to the customer. Initial forecasts for the overwhelming success of e-books, however, proved to be premature, as comparatively few examples of the format were sold during the first years of their widespread release.

Mergers and Acquisitions

Publishing traditionally had been an industry of numerous, small, family-owned firms. After the 1960s, however, publishing houses were regularly purchased by and consolidated with other companies. For example, Rinehart & Company and the John C. Winston Company were purchased by Henry Holt & Company to form Holt, Rinehart & Winston, Inc. In addition, publishing firms were being taken over by conglomerates, e.g., Holt, Rinehart & Winston, Inc., was purchased by the Columbia Broadcasting System; in 1986, Harcourt Brace Jovanovich (now Harcourt, Inc.) bought the educational and publishing division of CBS Inc., which included Holt, Rinehart & Winston; Henry Holt & Company was then sold to the Holtzbrinck group of Germany (Holtzbrink now also owns St. Martin's). Time Warner, the world's largest entertainment and media company, owns Little, Brown & Co., Warner Books, Time Life Books, Book of the Month Club, and many popular magazines.

Some publishing houses became part of larger corporations in other countries. Rupert Murdoch's Australia-based News Corporation acquired HarperCollins (formerly Harper & Row), William Morrow, and Avon, plus many other American, Australian, and British publications as well as television and radio stations. Doubleday, along with its houses Delacorte and Dell, was bought by the German firm Bertelsmann and merged with Bantam; when Bertelsmann later (1998) acquired Random House, it became the largest U.S. trade publisher. Robert Maxwell of England bought Macmillan, the New York Daily News, and many other publishing enterprises. Maxwell's empire collapsed in the early 1990s, and Macmillan was eventually acquired by Viacom, which already owned Simon & Schuster. Viacom (which also owned Prentice Hall, Scribner, and other companies) later (1998) sold many of these publishing operations to the Pearson Group of England. Pearson's holdings now include Allyn & Bacon, Appleton & Lange, Macmillan, Penguin Putnam, Prentice Hall, Silver Burdett Ginn, and Simon & Schuster.

Associations and Awards

Among publishers' associations, the most notable in the United States is the Association of American Publishers. Some professional associations present awards for books of unusual merit. The National Book Committee, for example, presents the National Book Awards in five categories: fiction; poetry; arts and letters; history and biography; and science, philosophy, and religion.

Related Entries

For material on magazine and newspaper publishing see journalism; newspaper; periodical; see also book; book collecting; children's literature.

Bibliography

See C. Grannis, ed., What Happens in Book Publishing (2d ed. 1967); H. S. Bailey, The Art and Science of Book Publishing (1980); J. W. Tebbel, A History of Book Publishing in the United States (4 vol., 1972–80); L. A. Coser, C. Kadushin, and W. W. Powell, Books: The Culture and Commerce of Publishing (1982); Literary Market Place (issued annually).


 
Wikipedia: publishing

Publishing is the process of production and dissemination of literature or information – the activity of making information available for public view. In some cases, authors may be their own publishers.

Traditionally, the term refers to the distribution of printed works such as books (the "book world") and newspapers. With the advent of digital information systems and the Internet, the scope of publishing has expanded to include electronic resources, such as the electronic versions of books and periodicals, as well as websites, blogs, games and the like.

Publishing includes the stages of the development, acquisition, copyediting, graphic design, production – printing (and its electronic equivalents), and marketing and distribution of newspapers, magazines, books, literary works, musical works, software and other works dealing with information, including the electronic media.

Publication is also important as a legal concept: (1) as the process of giving formal notice to the world of a significant intention, for example, to marry or enter bankruptcy; (2) as the essential precondition of being able to claim defamation; that is, the alleged libel must have been published, and (3) for copyright purposes, where there is a difference in the protection of published and unpublished works.

A printing press in Kabul, Afghanistan.
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A printing press in Kabul, Afghanistan.

The process of publishing

Submission by author or agent

Book and magazine publishers spend a lot of their time buying or commissioning copy. At a small press, it is possible to survive by relying entirely on commissioned material. But as activity increases, the need for works may outstrip the publisher's established circle of writers.

Writers often first submit a query letter or proposal. The majority of unsolicited submissions come from previously unpublished authors. When such manuscripts are unsolicited, they must go through the slush pile, in which acquisitions editors sift through to identify manuscripts of sufficient quality or revenue potential to be referred to the editorial staff. Established authors are often represented by a literary agent to market their work to publishers and negotiate contracts.

Acceptance and negotiation

Once a work is accepted, commissioning editors negotiate the purchase of intellectual property rights and agree on royalty rates.

The authors of traditional printed materials sell exclusive territorial intellectual property rights that match the list of countries in which distribution is proposed (i.e. the rights match the legal systems under which copyright protections can be enforced). In the case of books, the publisher and writer must also agree on the intended formats of publication -— mass-market paperback, "trade" paperback and hardback are the most common options.

The situation is slightly more complex if electronic formatting is to be used. Where distribution is to be by CD-ROM or other physical media, there is no reason to treat this form differently from a paper format, and a national copyright is an acceptable approach. But the possibility of Internet download without the ability to restrict physical distribution within national boundaries presents legal problems that are usually solved by selling language or translation rights rather than national rights. Thus, Internet access across the European Union is relatively open because of the laws forbidding discrimination based on nationality, but the fact of publication in, say, France, limits the target market to those who read French.

Having agreed on the scope of the publication and the formats, the parties in a book agreement must then agree on royalty rates, the percentage of the gross retail price that will be paid to the author and the advance payment. This is difficult because the publisher must estimate the potential sales in each market and balance projected revenue against production costs. Royalties usually range between 10-12% of recommended retail price. An advance is usually 1/3 of first print run total royalties. For example, if a book has a print run of 5000 copies and will be sold at $14.95 and the author receives 10% royalties, the total sum payable to the author if all copies are sold is $7475 (10% x $14.95 x 5000). The advance in this instance would roughly be $2490. Advances vary greatly between books, with established authors commanding large advances.

Editorial stage

Once the immediate commercial decisions are taken and the technical legal issues resolved, the author may be asked to improve the quality of the work through rewriting or smaller changes, and the staff will edit the work. Publishers may maintain a house style, and staff will copy edit to ensure that the work matches the style and grammatical requirements of each market. Editing may also involve structural changes and requests for more information. Some publishers employ fact checkers.

Prepress

When a final text is agreed upon, the next phase is design. This may include artwork being commissioned or confirmation of layout. In publishing, the word "art" also indicates photographs. This process prepares the work for printing through processes such as typesetting, dust jacket composition, specification of paper quality, binding method and casing, and proofreading.

The activities of typesetting, page layout, the production of negatives, plates from the negatives and, for hardbacks, the preparation of brasses for the spine legend and imprint are now all computerized. Prepress computerization evolved mainly in about the last twenty years of the 20th century. If the work is to be distributed electronically, the final files are saved as formats appropriate to the target operating systems of the hardware used for reading. These may include PDF files.

Publishing as a business

Eslite Bookstore in Taiwan.
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Eslite Bookstore in Taiwan.

The publisher usually controls the advertising and other marketing tasks, but may subcontract various aspects of the process described above. In smaller companies, editing, proofreading and layout might be done by freelancers.

Dedicated in-house salespeople are rapidly being replaced by specialized companies who handle sales to bookshops, wholesalers and chain stores for a fee. This trend is accelerating as retail book chains and supermarkets have centralized their buying.

If the entire process up to the stage of printing is handled by an outside company or individuals, and then sold to the publishing company, it is known as book packaging. This is a common strategy between smaller publishers in different territorial markets where the company that first buys the intellectual property rights then sells a package to other publishers and gains an immediate return on capital invested. Indeed, the first publisher will often print sufficient copies for all markets and thereby get the maximum quantity efficiency on the print run for all.

Some businesses maximize their profit margins through vertical integration; book publishing is not one of them. Although newspaper and magazine companies still often own printing presses and binderies, book publishers rarely do. Similarly, the trade usually sells the finished products through a distributor who stores and distributes the publisher's wares for a percentage fee or sells on a sale or return basis.

The advent of the Internet has therefore posed an interesting question that challenges publishers, distributors and retailers. In 2005, Amazon.com announced its purchase of Booksurge and selfsanepublishing, a major print on demand operation. This is probably intended as a preliminary move towards establishing an Amazon imprint. One of the largest bookseller chains, Barnes & Noble, already runs its own successful imprint with both new titles and classics — hardback editions of out-of-print former best sellers. Similarly, Ingram Industries, parent company of Ingram Book Group (a leading US book wholesaler), now includes its own print-on-demand division called Lightning Source. Among publishers, Simon & Schuster recently announced that it will start selling its backlist titles directly to consumers through its website.

Book clubs are almost entirely direct-to-retail, and niche publishers pursue a mixed strategy to sell through all available outlets — their output is insignificant to the major booksellers, so lost revenue poses no threat to the traditional symbiotic relationships between the four activities of printing, publishing, distribution and retail.

Academic publishing

Main article: Academic publishing

The development of the printing press represented a revolution for communicating the latest hypotheses and research results to the academic community and supplemented what a scholar could do personally. But this improvement in the efficiency of communication created a challenge for libraries which have had to accommodate the weight and volume of literature.

To understand the scale of the problem it can be pointed that approximately two centuries ago the number of scientific papers published annually was doubling every fifteen years. Today, the number of published papers doubles about every ten years. Modern academics can now run electronic journals and distribute academic materials without the need for publishers. Not surprisingly, publishers perceive this emancipation as a serious threat to their business. In reality, the interests of scholars and publishers have long been in conflict.

Today, publishing academic journals and textbooks is a large part of an international industry. The shares of the major publishing companies are listed on national stock exchanges and management policies must satisfy the dividend expectations of international shareholders. Critics claim that these standardized accounting and profit-oriented policies have come to the fore and now constrain more altruistic leanings. In contrast to the commercial model, there is non-profit publishing, where the publishing organization is either organised specifically for the purpose of publishing, such as a university press, or is one of the functions of an organisation such as a medical charity, founded to achieve specific practical goals. An alternative approach to the corporate model is open access, the online distribution of individual articles and academic journals without charge to readers and libraries.

A somewhat related development is open source publishing, which is participatory group editing, as exemplified by various wiki projects, such wikipedia, wikiversity, and citizendium.

Tie-in publishing

Technically, radio, television, cinemas, VCDs and DVDs, music systems, games, computer hardware and mobile telephony publish information to their audiences. Indeed, the marketing of a major film often includes a novelization, a graphic novel or comic version, the soundtrack album, a game, model, toys and endless promotional publications.

Some of the major publishers have entire divisions devoted to a single franchise, e.g. Ballantine Del Rey Lucasbooks has the exclusive rights to Star Wars in the United States; Random House UK (Bertelsmann)/Century LucasBooks holds the same rights in the United Kingdom. The game industry self-publishes through BL Publishing/Black Library (Warhammer) and Wizards of the Coast (Dragonlance, Forgotten Realms, etc). The BBC has its own publishing division which does very well with long-running series such as Doctor Who. These multimedia works are cross-marketed aggressively and sales frequently outperform the average stand-alone published work, making them a focus of corporate interest.[1]

Independent publishing alternatives

See also Alternative media

Writers in a specialized field or with a narrower appeal have found smaller alternatives to the mass market in the form of small presses and self-publishing. More recently, these options include print on demand and ebook format. These publishing alternatives provide an avenue for authors who believe that mainstream publishing will not meet their needs or who are in a position to make more money from direct sales than they could from bookstore sales, such as popular speakers who sell books after speeches.

References

  • Epstein, Jason. Book Business: Publishing Past, Present, and Future.
  • Schiffrin, André (2000). The Business of Books: How the International Conglomerates Took Over Publishing and Changed the Way We Read.
  • Ugrešić, Dubravka (2003). Thank You for Not Reading.

See also

Publishing on specific contexts:

Publishing tools:

External links


Books

 
 

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US History Companion. The Reader's Companion to American History, Eric Foner and John A. Garraty, Editors, published by Houghton Mifflin Company. All rights reserved.  Read more
Columbia Encyclopedia. The Columbia Electronic Encyclopedia, Sixth Edition Copyright © 2003, Columbia University Press. Licensed from Columbia University Press. All rights reserved. www.cc.columbia.edu/cu/cup/  Read more
Wikipedia. This article is licensed under the GNU Free Documentation License. It uses material from the Wikipedia article "Publishing" Read more

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